How to Conduct an FMEA Analysis

Step-by-step guide to performing Failure Mode and Effects Analysis for medical devices

Lifecycle Risk Architecture

ISO 14971:2019 Total Product Life Cycle Risk Management

Universal risk management framework for medical devices across design, verification, and market life

ISO 14971:2019 / EN ISO 14971:2019+A11:2021
Clause 5•Hazards & Hazardous Situations

Risk Analysis

Identify intended use, foreseeable misuses, and characteristics related to safety. Enumerate known and foreseeable hazards leading to hazardous situations.

Required Process Activities
  • Document intended use and reasonably foreseeable misuse (Clause 5.2)
  • Identify hazards (biological, chemical, electrical, software, thermal, optical) (Clause 5.3)
  • Estimate risk for each hazardous situation by evaluating Severity (S) and Probability (P) (Clause 5.5)
Primary Deliverable (Risk Management File)
Hazard Analysis & Initial Risk Assessment Matrix
Continuous Lifecycle Loop: Risk management does not end at clearance. Production complaints, servicing data, and new software CVEs feed directly back into Clause 5 to update the device risk profile.

Connected Knowledge Graph (Local View)

Connected standards, regulations, and workflows for FMEA Risk Analysis

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Overview

What is FMEA?

Failure Mode and Effects Analysis (FMEA) is a systematic method for identifying and preventing product and process failures. For medical devices, FMEA is required by ISO 14971 for risk management and is essential for regulatory compliance.

Why Use FMEA?

  • Identify risks before they cause harm
  • Prioritize risk mitigation efforts
  • Meet ISO 14971 requirements
  • Support regulatory submissions

Prerequisites

  • Understanding of ISO 14971 risk management principles
  • Access to device design specifications
  • Cross-functional team availability
  • FMEA template or worksheet
Step 1 of 617% Complete

Planning & Team Setup

Structure the Analysis

Identify Failure Modes

Rate Severity, Occurrence, and Detection

Develop Risk Mitigation Actions

Document & Review

Planning & Team Setup

Establish the foundation for your FMEA analysis

1. Define Scope

Clearly define what you're analyzing: a device, component, process, or system. For medical devices, FMEA typically covers design (DFMEA) and process (PFMEA).

Example: "Class 4 surgical laser system - DFMEA for power control subsystem"

2. Assemble Cross-Functional Team

Include representatives from engineering, quality, regulatory, clinical, and manufacturing. Each brings unique perspective on potential failures.

  • Design engineers (understand device function)
  • Quality engineers (understand risk management)
  • Regulatory affairs (understand compliance requirements)
  • Clinical specialists (understand use scenarios)
  • Manufacturing engineers (understand production risks)

3. Gather Information

Collect relevant documentation before starting:

  • Design specifications and requirements
  • Previous FMEAs (if available)
  • Historical failure data and complaints
  • Similar device adverse events
  • Regulatory requirements (ISO 14971, ISO 13485)